Twelve more firms have been dinged with fines by the Securities and Exchange Commission for failing to properly supervise ...

Capital One promised very high interest rates on millions of savings accounts but the bank didn't deliver, losing customers ...

A cannabis company agreed to pay $225,000 to settle allegations that funds were temporarily deposited into its year end accounts for the sole purpose of inflating year-end cash, the Securities and ...

New rules that push IT firms providing "critical" services to the U.K.'s financial sector to share more data about ...

Vince McMahon, the founder and former CEO of World Wrestling Entertainment, was fined $400,000 and ordered to reimburse WWE more than $1.3 million to settle charges brought by the Securities and ...

Stratus Financial announced the appointment of Sajal Agarwal as the company’s new chief risk officer. Agarwal has held senior roles at global financial institutions including Capital One, Wells Fargo, ...

Experian, the credit reporting giant, let compliance slide when it came to addressing consumer complaints about incorrect data, the Consumer Financial Protection Bureau (CFPB) said in a lawsuit ...

A Berkshire Hathaway unit that is a major lender to people buying mobile homes intentionally failed to qualify borrowers, the Consumer Financial Protection Bureau (CFPB) alleged in a complaint. As a ...

Nearly three years after Russia invaded Ukraine, numerous U.S. sanctions imposed on Russia-based companies connected to the war effort have made doing business in the country fraught with unseen risks ...

Portuguese bank Novo Banco, S.A., fired Chief Risk Officer Carlos Jorge Ferreira Brandão “with just cause” after an internal probe discovered “suspicious financial transactions” in his sphere. In an ...

Goya Foods announced the appointment of Jesús Vázquez as its new general counsel. Before embarking on a legal career, Vázquez spent seven years in the aerospace industry, specifically as a guidance ...

Business services and consulting company Guidepost Solutions announced the appointment of Paxos Head of Compliance Gabriel Hidalgo as managing director. He brings more than 25 years of experience as a ...