Twelve more firms have been dinged with fines by the Securities and Exchange Commission for failing to properly supervise ...

Capital One promised very high interest rates on millions of savings accounts but the bank didn't deliver, losing customers ...

In tandem with the Commerce Department's Bureau of Industry and Security, the Biden administration issued a new rule on export controls of domestically produced artificial intelligence chips.

Robinhood, a disruptive force in the market for Main Street investors but also a serial offender of securities laws, will pay a total of $45 million to settle numerous violations of SEC rules and ...

A broker-dealer subsidiary of Toronto-based BMO Financial Group will pay nearly $41 million in penalties to the Securities ...

The Consumer Financial Protection Bureau has issued a proposed rule aimed at protecting the privacy of the public when using ...

Falvey Insurance Group announced the appointment of Eric Newman as chief risk officer. Newman has been with Falvey for 17 ...

A cannabis company agreed to pay $225,000 to settle allegations that funds were temporarily deposited into its year end ...

Copyright Clearance Center announced the election of Catie Sheret, general counsel for Cambridge University Press & Assessment to its board of directors.

A Berkshire Hathaway unit that is a major lender to people buying mobile homes intentionally failed to qualify borrowers, the ...

Experian, the credit reporting giant, let compliance slide when it came to addressing consumer complaints about incorrect ...

Corebridge Financial announced that Polly Klane will join the company as general counsel in February. Klane will report to Chief Executive Officer Kevin Hogan. Most recently, she was general counsel ...