Voters in Illinois have approved a non-binding measure to tack on an additional 3% tax for those earning more than $1 million, according to news reports. The measure, which called for using the ...

U.S. large-cap stocks, small-cap stocks, bond yields and the U.S. dollar all rose, while Bitcoin — with Trump embracing crypto as part of his campaign — hit new highs, Jacob Manoukian, U.S. head of ...

Another challenge to the SEC's rulemaking powers is the Supreme Court's decision in June in Loper Bright Enterprises v. Raimondo, which overturned 40 years of precedent that mandated courts to defer ...

Adam Antoniades has held the role of chief executive officer since 2019. Cetera Financial Group Chief Executive Officer Adam Antoniades is retiring from his role effective Dec. 31, parent company ...

When the DOL unveiled the revamped rule roughly a year ago, President Joe Biden took an active part in its rollout, and the agency framed it as part of the administration's broader war on hidden fees.

JPMorgan Chase Chief Executive Officer Jamie Dimon is still not planning to take a role in the administration of Donald Trump when the Republican nominee once again becomes U.S. President next year ...

The bar on using the term "advisor" or "adviser" would apply to anyone who doesn't have a license as an investment advisor or investment advisor representative, Nasaa said in its proposal.

Under Chair Gary Gensler, the SEC has doggedly pursued alleged violations by crypto players, bringing 46 cases involving digital asset firms in 2023, a 50% increase over the previous year, Bloomberg ...

Clearwater, Florida–based Indivisible Partners will launch in the first quarter of 2025, according to its website. The firm was formed on July 2, per its Form ADV, and its creation was announced this ...

The 4.9 basis-point fee, which takes effect Dec. 1, is intended to cover administrative and support services for the platform, and it will be applied on top of the usual client fees, except on ...