"This is about future contracts and who has jurisdiction over the trading of futures contracts," said Matthew F. Kluchenek, a ...

The U.S. Securities and Exchange Commission on Thursday said it would pause the implementation of its new climate disclosure rule while it defended the regulation in court. SEC approves rule that ...

Cassava and former executives were charged Thursday by the SEC with making misleading claims in 2020 about trials for the ...

Professor Ann Lipton recently wrote about an ingenious scheme developed by the Federal Bureau of Investigation that has resulted in indictments of ...

Two prominent US regulatory agencies are supporting a class-action lawsuit against tech giant Nvidia over sales to crypto ...

Bitnomial Exchange is suing the U.S. Securities and Exchange Commission (SEC) for allegedly overextending its jurisdiction over digital ...

SEC concerns over the influence of large investors on the securities markets have manifested a robust sweep of enforcement ...

The US Securities and Exchange Commission isn’t giving up on a proposal to force alternative trading systems to register as brokers with the agency.

The Securities and Exchange Commission (SEC) has warned investors to exercise caution when using the services of unlicensed operators selling securities, derivatives and digital assets ...

"We're thrilled for the opportunity to continue building our partnership with the SEC," Amy Hilbert, Executive Vice President of Government at Casepoint, said. "We take great pride in providing an ...

Founders say they have raised more than $135 million and will submit a registration to the U.S. Securities and Exchange ...

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